Newsletter l Market Sounding Guidelines
The Securities and Futures Commission in Hong Kong has recently launched a consultation on proposed guidelines for market soundings. The objective of this consultation is to bring clarity to regulatory expectations and assist intermediaries in their compliance with the general principles for conducting market soundings in capital market transactions honestly, fairly, and in the best interests of their clients and the integrity of the market. The consultation period will conclude on 11 December 2023. Read our latest newsletter below for the proposed reform.
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